EXHIBIT 32.1
CERTIFICATION
Pursuant to 18 U.S.C Section 1350 as Adopted Pursuant to Section 906
Of the Sarbanes-Oxley Act of 2002
Pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of Rand Capital Corporation (the “Company”), does hereby certify, to such officer’s knowledge, that:
The Annual Report on Form 10-K for the year ended December 31, 2023 (the “Form 10-K”) of the Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and the information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of the Company.
Dated: March 5, 2024
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/s/ Daniel P. Penberthy |
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Daniel P. Penberthy, Chief Executive Officer and President |
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(Principal Executive Officer of Rand Capital Corporation) |
Dated: March 5, 2024
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/s/ Margaret W. Brechtel |
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Margaret W. Brechtel, Executive Vice President, Chief Financial Officer and Treasurer |
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(Principal Financial Officer of Rand Capital Corporation) |