Pursuant to 18 U.S.C Section 1350 as Adopted Pursuant to Section 906
Of the Sarbanes-Oxley Act of 2002
Pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of Rand Capital SBIC, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that:
The Annual Report on Form 10-K for the fiscal year ended December 31, 2008 (the Form 10-K) of the Company fully complies with the requirement of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and the information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of the Company
Dated: March 25, 2009
-s- Allen F. Grum
Allen F. Grum, President of
Rand Capital Corporation
(chief executive officer
of Rand Capital SBIC, Inc.)
Dated: March 25, 2009
-s- Daniel P. Penberthy
Daniel P. Penberthy, Treasurer of
Rand Capital Corporation
(chief financial officer
of Rand Capital SBIC, Inc.)